Description:
The specialist is responsible for carrying out regular reconciliation/trade/transfer activities for Different Investments. The vital deliverables include but are certainly not limited to processing exchange deal purchases in client profiles as well as identifying/ solving breathers recognized in between TD Ameritrade and the fund firms or even transfer agents. This duty additionally has task for processing of Corporate Action Events, settling/reconciling move task, as well as processing/reconciling reward task. The expert may additionally be relied upon to carry out study of complex/escalated concerns, perform testing/validation of new technology enlargements along with provider improvements. The Professional accomplishes jobs in Investing, Dividends, Transfers, Getting Back Together, as well as Company Activities that straight impact the Client/Advisor account. A professional's failing to interpret or even process client deals in a best method may cause account... attrition, client dissatisfaction, and/or responsibility for TDA. This part connects predominantly with Retail and Institutional Service Teams through e-mail, phone, Slack, Expectation, and Salesforce. The role straight connects with and also represents TD Ameritrade Clearing in our everyday relationships with fund providers, move brokers, converse agencies, and also other external company companions. Tasks Study Assessment of membership arrangements or move demands Client/Advisor level exemptions Regulatory responsibilities (Instances: 2340 and 15C3-3) Getting Back Together of Field, Returns, as well as Transfer Damages Getting Back Together around BOS as well as Fund Firms Assessment and analysis of correct tax obligation programming and corrections of income tax coding Trouble Dealing with Internal/External device enlargements or even concerns Source of ruptures between TDA, the Fund, and so on Giving process or modern technology answer possibilities to Monitoring Remediating transfer issues along with the Fund or Opposite Agency Client or even Organization Companion Service Answering organization partner queries concerning Fund certain requirements/eligibility Delivering act on Substitute Investment transmissions to quicken the client ask for or remediate not neat issues Quick and exact conclusion of customer exchanging and reward asks for
Equal Opportunity Employer Minorities/Women/Veterans/ Disabled.
The Company will consider for job qualified applicants with arrest and conviction documents
