Senior Auditor, Senior AVP - Financial Crimes/Know Your Customer
About the position Responsibilities • Perform audit testing components of assigned audits within multiple segments of the Audit Plan • Plan and execute independent audit testing and ensure that they are timely and accurate • Identify and assess key risks and controls • Execute and document work in accordance with Internal Audit policy • Identify and develop compensating controls that mitigate audit findings and make recommendations to management • Inform manager of situational issues that might compromise objectivity or independence • Design and execute tests to verify control effectiveness • Document work papers according to the standards of the Internal Audit policy and guidance • Demonstrate professional skepticism while performing major components of audits • Lead smaller scale audits or projects • Develop ways to improve existing audit practices • Develop effective test plans for engagements as assigned with limited guidance • Participate in projects as directed • Develop business partnerships within Internal Audit and with teams companywide through professional communication and clear audit deliverables Requirements • 4+ years of Audit, Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Nice-to-haves • Experience at a financial institution or accounting firm • A BS/BA degree or higher • Solid knowledge and understanding of audit or risk methodologies and supporting tools • Certification in one or more of the following: CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation • Excellent verbal, written, and interpersonal communication skills • Experience in Bank Secrecy Act and Anti-Money Laundering (BSA/AML), International, Sanctions regulations and/or financial crimes risk • Experience with Know Your Customer processes and controls Benefits • Health benefits • 401(k) Plan • Paid time off • Disability benefits • Life insurance, critical illness insurance, and accident insurance • Parental leave • Critical caregiving leave • Discounts and savings • Commuter benefits • Tuition reimbursement • Scholarships for dependent children • Adoption reimbursement